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Answer
(a) Figure 1 shows the configuration of a coherent Ge film on
Si substrate. A semicoherent Ge film includes a 90 degree dislocation
edge on. The dislocation is perpendicular to the screen.
(b) The starting point of formation of a misfit
dislocation was introduction of a vacancy into the top layer
of the film. Hence we calculated the activation energy
needed for introducing a vacancy into a top layer of
a Ge film. The Ge film included three levels of
strains: (a) Tensile, (b) Compressive and (c) No strain.
Figure 2 shows a plot of energy changes in the configuration
as a vacancy moved into the top layer of the film.
The vacancy was stable in films with compressive strain
as well as no strain. The vacancy was however, unstable in
a film with tensile strain.
Hence it would be energetically
unfavorable for a misfit dislocation to nucleate in a
film with tensile film.
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